Q1 Grant
Shapps: It seems to me, apart from the
dozen people sitting behind you, probably the people who work in your
office, and those of us on this Committee, there is barely anyone else out
there who is really interested in your work, perhaps apart also from the
people you resolve complaints for. The Government does not really care one
way or the other what you are saying, does it?
Ms Abraham:
I would go back to the 3,649 other cases
that we investigated in the last financial year.
Q2 Grant
Shapps: Let us include them but I mean the
Government.
Ms Abraham:
That is not how it feels from where I am
sitting. If we look at tax credits, it seems to me that that was a report
that caused quite a stir at the time and in which the Committee took a very
welcome, detailed interest. As a result of that report and a continuing
dialogue with the Revenue about the recommendations in that report, I think
we have worked with the Revenue to help improve the delivery of tax credits
for a lot of people. If I look at what we have done on long term funding
for continuing care for elderly and disabled people, that is a major area of
work for the office over the last three years which has had a huge effect in
relation to those people but also has raised the standard of decision making
in the NHS in relation to continuing care decisions. I have not had to
fight to get the Department of Health and the NHS to listen to me on those
issues. After some initial to-ing and fro-ing, the dialogue with the
Revenue has been a good one. The dialogue with the Home Office on the
Victims’ Code has been a good one, so I do not think that is the case.
Q3 Grant
Shapps: You have described in one place
diversionary, delaying tactics by the Government and you said in another
that the Government has responded to a report but it just was not the one
that you happened to write. Somewhere else you say they ignored your
recommendations and you issued two 10(3)s, even though they are extremely
rare in the history of the Ombudsman, and yet despite all of that you are
telling this Committee that the Government is listening to the Ombudsman.
Ms Abraham:
I think I am saying it is listening most
of the time. There are cases that come along from time to time that are
difficult, that have a big price tag, that are inevitably going to be
difficult. The pensions report is one of them. The Ministry of Defence
debt of honour report is a different creature. It would be very interesting
to see when Mr Watkins’s internal inquiry into how the Ministry of Defence
got itself into this situation is available later this year. Out of that I
hope will come some very significant learning for the department and perhaps
for departments generally about how not to respond to complaints. The way
the Minister has responded in that situation with a very clear determination
to get to the bottom of this and put it right - he said that to me on a
number of occasions - is a very good example of how complaint handling
should be done, albeit somewhat late in the day. I always say that I do not
expect people never to go wrong; I judge people by what they do in putting
things right. The pensions report is big and difficult. I have been
disappointed by the Government response, not so much by the fact of it but
by the nature of it and partly the fact of it, but I think it is exceptional
and extraordinary. It may just be that 10(3)s come along in clusters like
these things do sometimes.
Q4 Grant
Shapps: Let us talk about your workload
because I suppose it is a different indication of how busy you are as an
Ombudsman. You mention 3,649 cases from last year. I also note in your
report and when you were last in front of us you were looking for a
reduction in the number of cases that you were handling. You can either do
that by ramping up the number of staff you have working on cases or by the
moves that you have now taken which I suggest are about preventing cases
getting into your file in the first place. For example, the most recent
circulation we have had is that you will kick back tax credit cases to HM
Revenue and Customs. It is easy to solve your problem with case work if you
close yourself down, is it not?
Ms Abraham:
I have said before that my long term aim
is to put myself out of business but there is no sign of that yet. You are
right. There are a number of ways in which you can reduce the case load. I
am pleased to say that, although we have not done quite as well as I had
hoped when I talked to the Committee in October, we have managed to get a
substantial reduction in the cases in hand at the end of this financial
year. All the details of that will come in my annual report to be published
in July. We did that even though it went up before it came down. There is
a continuing care factor in here which makes it difficult to see these
figures in a simple way. In relation to the continuing care work we have
looked at thousands of cases since that report was published in February
2003. I believe that it is not the job of my office to be the volume
complaint handler for the government and the NHS. Therefore, in the same
way as we are having discussions with the Health Care Commission and the
Department of Health about this and similarly with the Tax Credits Office,
the right place for these disputes and complaints to be resolved is in the
front line, quickly, to put things right.
Q5 Grant
Shapps: We would all accept that but I put
it to you in an area of interest for me, tax credits, that that is not
really happening. What is happening is that, now you have closed down
yourself as an opportunity to complain about them, instead the complainants
go directly back to HMRC. I see no evidence whatsoever that they are
handling these cases, in my own constituency’s case, any better than they
were on 20 October when you came to see us last. In fact, the Public
Accounts Committee have said that £2.2 billion was the latest reported over
payment which you will no doubt say is before the period that you were
talking about. Nonetheless, when you were last here, I tried to suggest to
you the system was in disarray. I suggest to you now it remains in
disarray. The only difference is that you no longer wish to take on that
workload because it rightly should be handled by the department, but it does
not mean that the outcome is any better for anybody, does it?
Ms
Abraham: The
reason that we are sending them back is not because we decided we do not
want to do it any more. We still have 300 cases down the road so we still
have a volume of tax credits work. What we are saying is that when I talked
to you in October I had absolutely no confidence that those complainants
were going to get their cases properly dealt with and resolved in the front
line; and that we are now at a point - this is what I said in the letter to
Members at the end of March - where I am confident that they will be. If
that turns out not to be the case, we will be back in there. I have a
meeting with the deputy chairman of the Revenue coming up in a couple of
weeks when we will review the whole position in relation to those
recommendations and the current state of play. We will carry on doing tax
credits work as long as it is necessary, in the same way as we have done
with continuing care work for the last three years. I think it is right
that I should say to government departments - and there is a similar
conversation to be had with DWP around Job Centre Plus and Child Support
Agency complaints - that it is not the job of the Ombudsman to do their
first instance complaint handling for them.
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